VIC 3.2 People with confidence in local governance

Indicator Definition

Indicator Name VIC 3.2 Proportion of people who have confidence in local governance structures and perceive them as transparent, accountable, and/or inclusive
Indicator Definition

This indicator measures the proportion of individuals, including marginalized groups such as women, migrants, and forcibly displaced persons, who express confidence in local governance structures. For this indicator, confidence refers to the general belief or trust that local governance structures are functioning effectively in serving the community's needs and are perceived as transparent, accountable, and/or inclusive. It combines:

  • A general sense of trust in governance (measured by the general confidence question).

  • A perception of governance qualities, specifically transparency, accountability, and inclusiveness (measured by the Likert scale questions).

A respondent is considered confident if they express general confidence and perceive governance structures as exhibiting at least one of the three key qualities.

Local governance:

People: It is important to note that, in VIC projects, "people" refers to all individuals within the target area, with particular emphasis on women, underserved, vulnerable, and marginalized groups, as well as those in the Leave No One Behind (LNOB) categories. This includes migrants, such as forcibly displaced persons, ensuring that those who are often excluded or face barriers to participation are prioritized in governance initiatives.

Indicator Level Outcome

Disaggregation

Disaggregation
  • Gender 

  • Age  

  • Left behind/vulnerable population group  

 

Optional Migration status

  • Refugees / Asylum Seekers/International Migrant Workers/Internal Migrants (Internally Displaced, Rural-to-Urban)/Returnee/other

Measuring Unit

The proportion of people refers to the percentage of the population in areas where Helvetas-supported local governance initiatives are active who express confidence in their local governance structures and perceive these structures as transparent, accountable, and/or inclusive.

Examples of Actvities

  • Capacity Building for Local Officials: Training to improve governance, transparency, and accountability.

  • Strengthening Civil Society Organizations (CSOs): Support CSOs that promote transparent and accountable governance, either through capacity strengthening and/or financial support.

  • Public Forums/Town Halls: Facilitate spaces for community dialogue with local authorities.

  • Community Monitoring Committees: Enable community monitoring of government actions.

  • Participatory Budgeting: Involve communities in local government spending decisions.

  • Information Campaigns: (Support) Awareness raising about different types of human, civic & political rights and local government roles.

  • Social Audits: Allow communities to assess local government projects and services.

  • Complaints Mechanisms: Provide the population, women, youth, migrants, ethnic groups etc., with channels to report grievances and ensure transparent resolution.

Data Collection

Data Source and Means of Verification
  • Primary Source: Surveys with a representative sample of the target population.

  • Additional Source: Focus group discussions, key informant interviews, or participator methods for qualitative insights.

Note: Data for VIC 3.1, VIC 3.2, VIC 3.3, and VIC 3.4 should ideally be collected in the same survey (if relevant).

Measuring Frecuency
  • Baseline

  • Annual monitoring/midterm

  • Endline

 Annual surveys help track ongoing progress. Baseline and endline studies will be more comprehensive than annual outcome monitoring as they should include in-depth data on service access (collected also for VIC 3.1), providing a fuller picture of long-term impact.

Data Collection Guidance

Surveys: Ask a sample of people in the community about their confidence in local governance. Focus on questions related to transparency, accountability, and inclusiveness. Use stratified random sampling to ensure representativeness of relevant groups. Do not sample the same individuals repeatedly. Instead, gather data from new representative samples each time.

While surveys are the primary method for collecting data, it is encouraged to use complementary qualitative methods to enrich findings:

  • Focus Groups: Gather detailed feedback on perceptions of governance from different groups, especially marginalized communities.

  • Key Informant Interviews: Interview local leaders, CSO representatives, or governance officials to understand systemic issues affecting confidence.

  • Participatory Methods: Use tools like community scorecards or social audits to capture collective feedback on governance performance.

  • These methods can provide context and nuance to quantitative results, allowing for a more holistic understanding of governance perceptions.

Common Challenges

Challenge: No budget/capacity for doing surveys. 

Approach: Result measurement should be part of every projects’ budget, so remember to include this early in the planning phase. Conducting the data collection planning and data management will make it much more cost efficient and more valuable than hiring consultants. Possible approaches to reduce the complexity and cost of data collection could be to use digital platforms or mobile apps (preferably KOBO). Train local stakeholders or community volunteers to conduct surveys, ensuring cost-effective and culturally sensitive data gathering. Incorporate participatory methods, such as focus groups or community mapping, to complement quantitative surveys and enhance local ownership of the process. And leverage partnerships with other NGOs or academic institutions to co-develop survey methodologies and share resources. 

 

Challenge: Difficulty in reaching and surveying marginalized r hard-to-reach populations, such as migrants and forcibly displaced persons, who may lack stable housing or access to communication channels.

Approach: Use mobile data collection teams, partnerships with local NGOs, or community leaders to reach these groups and gather accurate data.



Challenge: Different groups in the community may have different views and needs.

Approach: Make sure to include voices from all parts of the community, especially marginalized groups.



Challenge: Some people might not trust surveys, especially if they have low confidence in governance.

Approach: Build trust by explaining the purpose of the survey and how it will help improve their community.

How to report

A respondent is classified as "confident" if they respond positively (3, 4 or 5) to the general confidence question, AND they score 3, 4 or 5 on at least one of the dimensions: Transparency, Accountability, Inclusiveness.

To calculate the proportion of people who have confidence in local governance structures, divide the number of respondents who express confidence (numerator) by the total number of respondents surveyed (denominator):

 

Proportion = (Number of people who report confidence) / (Total number of people surveyed)

Do the same calculation for all mandatory disaggregation categories.  

Report the numerator, denominator, and population for transparency and consistency. This will enable the results to be aggregated across projects. 

 

Numerator: Total number of surveyed respondents who express confidence in their local governance structures and perceive these structures as transparent, accountable, and/or inclusive.

Denominator: Total number of people that have been surveyed (total sample size).

Population: The population (including citizens, permanent or non-permanent residents, migrants, etc.) in areas where Helvetas-supported local governance initiatives are active

At programme/global level:

To calculate the overall programme or global proportion collect the numerators, denominators data from each project.

Sum the numerators (people reporting confidence) and denominators (total people surveyed) across all projects. The programme/global proportion is calculated by dividing the total number of people reporting confidence (summed numerator) by the total number of people surveyed (summed denominator).

This guidance was prepared by HELVETAS ©
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